• Joanna Michael

Head of Compliance

On behalf of our client, a growing Forex broker regulated by CySEC, we’re currently seeking to recruit an experienced candidate for the position of the Head of Compliance for their Office in Limassol.

Main Duties and Responsibilities:

  • Implement an effective legal compliance program.

  • Review and Develop company Policies

  • Giving advice to the Management Team regarding the updated regulations through detailed reports.

  • Creating an effective action plan in response to audit notes and compliance violations purposes.

  • Supervising and coordinating all AML, Due diligence and KYC procedures

  • Performing inhouse audit company procedures, practices, and documents to identify risk.

  • Ensuring that all employees are trained on the latest regulations and processes.

  • Responding to all compliance enquiries

  • Performing regular monitoring to ensure that standards are adhered

  • Prepares applications, notifications and records updates for the Cyprus Securities & Exchange Commission (CySEC)

  • Being responsible that the firm fulfils their annual obligations and licence conditions

  • Acting as the liaison between the Company and external law firms.

  • Review Company’s marketing & promotional material, providing feedback, guidance, corrections and internal advice.

  • Performing internal investigation and evidence-gathering to support legal procedures.

  • Providing detailed situation reports and updates to BOD on all matters being handled.

  • Conducting risk assessments, threat exposure assessments in order to issue alerts and advise on course of action.

Qualifications:

  • Legal academic background

  • Fluent in English and Greek both oral and writing.

  • Outstanding Legal English writing skills.

  • Deep understanding of CySec regulations

  • Excellent knowledge of EU and international law.

  • Experience in the Forex industry is a must. (A minimum of two years in similar position)

  • CySec Advanced Certificate & AML Certificate

If you are interested in this job please send your CV to joanna@lavoro.com.cy

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