• stavriana9

Compliance Officer

Updated: Feb 2

On behalf of our client, a regulated and well-established broker in Limassol, we are looking to hire Compliance Officer, to join a dynamic team.


Duties and Responsibilities:


  • Ensure that the company maintains at all given times in full compliance with the legal framework applicable for Cyprus Investment Firms.

  • Design, implement and continuously monitor policies and procedures, and conduct internal reviews or audits to ensure that Compliance and AML processes are in alignment with the regulations and industry practices.

  • Develop the annual Compliance and AML report and provide accurate responses for the Annual Internal Audit report.

  • Provide training to all employees on an annual basis on AML issues and regulatory updates.

  • Conduct daily checks on the products/services offered by the Company to ensure that the Company fully complies with the applicable regulatory framework.

  • Develop and monitor policies and procedures on departmental and corporate level to ensure compliance with the Regulatory bodies and applicable regulations.

  • Effectively monitor B2B/B2C onboarding practices and procedures and serving the two-fold objective of regulatory compliance and best user interaction/experience.

  • Timely submission of regulatory reporting, obtaining feedback files and maintaining relationship with regulators.

  • Ensure that regulatory policies and procedures are documented, implemented, and monitored throughout the Company.

  • Safeguard the Company against any operational risk by identifying potential threats and frauds threatening the Company and propose practical solutions for resolution.

  • Prepare regular reports to be addressed to key internal and external stakeholders.


Requirements:

  • Holder of the Advanced Certificate (Cysec advanced)

  • BSc or MSc Degree in Business, Finance, Law or related field

  • 2-3 years of work experience in the Compliance/AML function with solid experience in regulatory reporting is a must.

  • Good knowledge of the national, European, and international practices, Laws and Regulations.

  • In depth knowledge of the Forex/CFDs industry.

  • Ability to work under pressure and result oriented.

  • Excellent organizational, analytical and time management skills.

  • Excellent communication skills in Greek and English (Russian language will be considered advantage).

  • Experience in preparation, launching and monitoring Marketing activities and campaigns.

  • Proactive, reliable, and trustworthy personality to ensure confidentiality at all levels.

  • The AML Certificate will be considering an advantage.


Benefits:

  • Salary according to qualifications and experience

  • Medical scheme

  • 21 days annual leave

  • Parking allowance

  • Payable CPDs and Annual renewal to the Public Register of Certified Persons

  • Friendly working environment

  • Amazing opportunities for career development


If you are interested in the above position please send your CV to stavriana@lavoro.com.cy

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