Updated: Feb 2
On behalf of our client, a regulated and well-established broker in Limassol, we are looking to hire Compliance Officer, to join a dynamic team.
Duties and Responsibilities:
Ensure that the company maintains at all given times in full compliance with the legal framework applicable for Cyprus Investment Firms.
Design, implement and continuously monitor policies and procedures, and conduct internal reviews or audits to ensure that Compliance and AML processes are in alignment with the regulations and industry practices.
Develop the annual Compliance and AML report and provide accurate responses for the Annual Internal Audit report.
Provide training to all employees on an annual basis on AML issues and regulatory updates.
Conduct daily checks on the products/services offered by the Company to ensure that the Company fully complies with the applicable regulatory framework.
Develop and monitor policies and procedures on departmental and corporate level to ensure compliance with the Regulatory bodies and applicable regulations.
Effectively monitor B2B/B2C onboarding practices and procedures and serving the two-fold objective of regulatory compliance and best user interaction/experience.
Timely submission of regulatory reporting, obtaining feedback files and maintaining relationship with regulators.
Ensure that regulatory policies and procedures are documented, implemented, and monitored throughout the Company.
Safeguard the Company against any operational risk by identifying potential threats and frauds threatening the Company and propose practical solutions for resolution.
Prepare regular reports to be addressed to key internal and external stakeholders.
Holder of the Advanced Certificate (Cysec advanced)
BSc or MSc Degree in Business, Finance, Law or related field
2-3 years of work experience in the Compliance/AML function with solid experience in regulatory reporting is a must.
Good knowledge of the national, European, and international practices, Laws and Regulations.
In depth knowledge of the Forex/CFDs industry.
Ability to work under pressure and result oriented.
Excellent organizational, analytical and time management skills.
Excellent communication skills in Greek and English (Russian language will be considered advantage).
Experience in preparation, launching and monitoring Marketing activities and campaigns.
Proactive, reliable, and trustworthy personality to ensure confidentiality at all levels.
The AML Certificate will be considering an advantage.
Salary according to qualifications and experience
21 days annual leave
Payable CPDs and Annual renewal to the Public Register of Certified Persons
Friendly working environment
Amazing opportunities for career development
If you are interested in the above position please send your CV to email@example.com